Compliance

Gramm–Leach–Bliley Act (GLBA)

The Gramm-Leach-Bliley Act (GLBA) of 1999 requires financial institutions – companies that offer consumers financial products or services like loans, financial or investment advice, or insurance – to explain their information-sharing practices to their customers and to safeguard sensitive data.

AARC-360 can examine the administrative, technical, and physical safeguards that are in place to protect the security, confidentiality, and integrity of customer information in accordance with the guidelines specified for compliance by the Federal Financial Institutions Examination Council (FFIEC).

We will issue a Findings and Recommendations report that will contain details of the procedures performed including documentation of the system, processes and related controls that go towards supporting your GLBA/FFIEC compliance requirements and the results of our assessment including gaps wherever identified and suggestions for remediation, corrective action and/or improvement of controls.